Contribution
I have tabled Amendments 59, 62, 63 and 65, and I thank the noble Lord, Lord Clement-Jones, my noble friend Lady Kidron and the noble Viscount, Lord Camrose, for adding their names to them. I am sure that the Committee will agree that these amendments have some pretty heavyweight support. I also support Amendment 64, in the name of the noble Lord, Lord Clement-Jones, which is an alternative to my Amendment 63. Amendments 68 and 69 in this group also warrant attention.
I very much support the Government’s aim in Clause 67 to ensure that valuable research does not get discarded due to a lack of clarity around its use or because of an overly narrow distinction between the original and new purposes of the use of the data. The Government’s position is that this clause clarifies the law by incorporating into the Bill recitals to the original GDPR. However, while the effect is to encourage scientific research and development, it has to be seen in the context of the fast-evolving world of developments in AI and the way that AI developers, given the need for huge amounts of data to train their large language models, are reusing data.
My concern is that the scraping of vast amounts of data by these AI companies is often positioned as scientific research and in some cases is even supported by the production of academic papers. I ask the Minister to understand my concerns and those of many in the data community and beyond. The fact is that the lines between scientific research, as set out in Clause 67, and AI product development are blurred. This might not be the concern of the original recitals, but I beg to suggest to the Minister that, in the new world of AI, there should be concern about the definition presented in the Bill.
Like other noble Lords, I very much hope to make this country a centre of AI development, but I do not want this to happen at the expense of data subjects’ privacy and data protection. It costs at least £1 billion—even more, sometimes—to develop a large language model and, although the cost will soon go down, there is a huge financial incentive to scrape data that pushes the boundaries of what is legitimate. In this climate, it is important that the Bill closes any loopholes that allow AI developers to claim the protections offered by Clause 67. My Amendments 59, 62, 63 and 65 go some way to ensuring that this will not happen.
The definition of scientific research in proposed new paragraph 2, in Clause 67(1)(b), is drawn broadly. My concern is that many commercial developments of digital products, particularly those involving AI, could still claim to be, in the words of the clause, “reasonably … described as scientific”. AI model development usually involves a mix of purposes—not just developing its capabilities but also commercialising as it develops services. The exemption allowed for “purposes of technological development” makes me concerned that this vague area creates a threat whereby AI developers will misuse the provisions of the Bill to reuse personal data for any AI developments, provided that one of their goals is technological advancement.
Amendments 59 and 62, by inserting the word “solely” into proposed new paragraphs 2 and 3 in Clause 67, would disaggregate reuse of data for scientific research purposes from other purposes, ensuring that the only goal of reuse is scientific research.
An example of the threat under the present definition is shown by Meta’s recently allowing the reuse of Instagram users’ data to train its new generation of Llama models. When the news got out, it created a huge backlash, with more than half a million people reposting a viral hoax image that claimed to deny Meta the right to reuse their data to train AI. This caused the ICO to say that it was pleased that Meta had paused its data processing in response to users’ concerns, adding:
“It is crucial that the public can trust that their privacy rights will be respected from the outset”.
However, Meta could well claim under this clause that it is creating technological advancement which would allow it to reuse any data collected by users under the legitimate interest grounds for training the model. The Bill as it stands would not require the company to conduct its research in accordance with any of the features of genuine scientific research. These amendments go some way to rectify that.
Amendment 63 increases the test for what is deemed to be scientific interest. At the moment, the public interest test is applied only to public health. I am pleased that NHS researchers will have to recognise this threshold, but why should all researchers doing scientific work not have to adhere to this threshold? Why should that test not be applied to all data reuse for scientific research? By deleting the public health exception, the public interest test would apply to all data reuse for scientific purposes.
The original intention of the RAS purpose of the GDPR supports public health for scientific interests. This is complemented by Amendment 65, which uses the tests for consent already laid out in Clause 68. The inclusion of ethical thresholds in the reuse of data should meet the highest levels of academic rigour and oversight envisaged in the original GDPR. It will demand not just ethical standards in research but for it to be supervised by an independent research ethics committee that meets UKRI guidance. These requirements will ensure that the high standards of ethics that we expect from scientific research will be applied in evaluating the exemption in Clause 67.
I do not want noble Lords to think that these amendments are thwarting the development of AI. There is plenty of AI research that is clearly scientific. Look at DeepMind AlphaFold, which uses AI to analyse the shape of proteins so that they can be incorporated in future drug treatment and will move pharmaceutical development. It is an AI model developed in accordance with the ethical standards expected from modern scientific research.
The Minister will argue that the definition has been taken straight from EU recitals. I therefore ask her to consider very seriously what has been said about this definition by the EU’s premier data body, the European Data Protection Supervisor, in its preliminary opinion on data protection and scientific research. In its executive summary, it states:
“The boundary between private sector research and traditional academic research is blurrier than ever, and it is ever harder to distinguish research with generalisable benefits for society from that which primarily serves private interests. Corporate secrecy, particularly in the tech sector, which controls the most valuable data for understanding the impact of digitisation and specific phenomena like the dissimilation of misinformation, is a major barrier to social science research … there have been few guidelines or comprehensive studies on the application of data protection rules to research”.
It suggests that the rules should be interpreted in such a way that permits reuse only for genuine scientific research.
For the purpose of this preliminary opinion by the EDPS, the special data protection regime for scientific research is understood to apply if each of three criteria are met: first, personal data is processed; secondly, relevant sectorial standards of methodology and ethics apply, including the notion of informed consent, accountability and oversight; and, thirdly, the research is carried out with the aim of growing society’s collective knowledge and well-being as opposed to serving primarily one or several private interests. I hope that noble Lords will recognise that these are features that the amendments before the Committee would incorporate into Clause 67.
In the circumstances, I hope that the Minister, who I know has thought deeply about these issues, will recognise that the EU’s institutions are worried about the definition of scientific research that has been incorporated into the Bill. If they are worried, I suggest that we should be worried. I hope that these amendments will allay those fears and ensure that true scientific research is encouraged by Clause 67 and that it is not abused by AI companies. I beg to move.